Trading Assistant

Company Name:
Cambridge Investment Research
Cambridge Investment Research, Inc., a national leader as a securities broker/dealer, has an opening in Operations for a full time Trading Assistant.
The Trading Assistant assists with the daily activities of the Brokerage Trading department, including interfacing with traders and Registered Representatives in the field.
Essential duties and responsibilities include:
Accurately post information to various spreadsheets to meet daily, weekly and monthly regulatory requirements for recordkeeping and retention.
Accurately process options letter and options supplements in a timely manner.
Submit mutual fund conversion requests to appropriate clearing firm for processing.
Keep track of clearing firm trade counts on a daily basis
Professional and courteous problem solving and trouble-shooting of inbound phone, voice mail, e-mail and occasionally in-person inquiries from the company's existing registered representatives, new representatives and staff.
Download daily clearing firm reports to appropriate locations for Operations use
Assist with securing missing information from field associates.
Other duties as assigned.
This position requires High school diploma or general education degree (GED); or one to three months related experience and/or training; or equivalent combination of education and experience. Knowledge of Microsoft Office Suite. Typing skills in the 40 wpm range.

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